Our goal when we do syntactic categorization is to divide up the lexicon into smaller chunks, so that our theory can do more than simply provide a list of words.
This categorization is so important that we cannot simply rely on dictionary makers to get it right. What we need is a set of tests that, taken together, uniquely identify each of the categories that we want our theory to use.
Finding precise tests that suffer no counterexamples is a tough business. Our recent class discussions have been a blizzard of hypotheses followed by counterexamples followed by more refined hypotheses (followed by more counterexamples ...). This might strike some of you as chaotic, perhaps worrisome. Let me stress that I am not worried: these investigations are invariably chaotic. In my view, our discussions have been extremely productive, and everyone who has participated in them has shown that they are up to speed and thinking insightfully.
But we do need something solid to work with. Thus, I've compiled all the hypotheses that we've explored, along with relevant notes and examples for each. This is meant as a supplement to the handout of February 9, which is downloadable from here. Have a look. If you want to propose new hypotheses, or challenge existing ones, just send me an e-mail message: .Don't feel that you must propose things only about English. If you know of tests or challenges from other languages, send them along.
This is a good way to participate in the class discussions if you are shy about doing so during the class meetings.
---Chris
Category Key
NoteThis page concentrates on syntactic tests, involving possible strings of words or subtrees. The handout of February 9 (downloadable from here) provides many morphological tests like 'Vs inflect for tense and aspect'. These are much more straightforward to apply and understand, because they just make generalizations about the kinds of words we find in the lexicon. Nouns
Comment: This test doesn't uniquely identify Ns, because other parts of speech also fail to appear in this configuration, most notably As:
So this seems to be a strong test. However, during class we ran up against the following apparently minimal pair:
We did not figure out how the example works.
Prepositions
Comment: This is the hypothesis that Geoffrey K. Pullum operates under in 'The nature of prepositions', the reading for Assignment 4. Pullum reports judgments like the following:
However, we learned in class that some people accept examples like The child moved right quickly, and it is unclear whether we can take advantage of the fact that right seems to mean very in such examples, since this might in fact be just like the meaning of right in The child is sitting right under the coffee table. And we noted also that some examples of right-modified Ns and As seem to be grammatical (these examples were brought to my attention by Geoff Pullum):
Thus, we were led to explore the following alternative:
This seems to be correct for a huge range of Ps. However, I suspect that we won't ever find grammatical right modification involving the prepositions of or throughout (for example):
Thus, it is doubtful that the right test can help us identify Ps. Conclusion: It looks like we will have to rely on the other tests we have for prepositions, which are provided on the handout dated February 9 (downloadable from here). Do they hold up? Verbs
This seems to be working well. But, as is often the case, adverbs potentially cause us headaches:
But three considerations suggest that we shouldn't view this as overly damaging. First, the adverb is always deletable in these examples, whereas the V that follows it is not unless the context supports ellipsis:
Second, the adverb does not allow us to get away with non-Vs after it:
Third, some adverb can appear before the modal or way after it, suggesting that it is fundamentally different from the Vs that follow modals:
Thus, I conclude that we should test only after removing all optional adverbial elements:
Adjectives
Comment: This test actually tests what kind of phrase can appear as the complement to these verbs. The claim is that all and only the APs are allowed in this position. So we are really claiming that the only permitted value of X in the following is A:
We can think of this as a test for what is and is not an A because the A projects to the phrasal level --- this sort of projection is a topic we will soon address in detail. Comment: We must stress 'and' in the example. It does not suffice to say that X is an A if and only if X can appear as the complement to one of the three verbs listed. X must be able to appear with all three. Comment: We must be careful that we consider only the meaning of appear on which it means roughly 'looks like'. The meaning on which it means 'come into existence' is different. One piece of evidence for this distinction is that the 'come into existence' reading doesn't allow any complement at all: The train appeared (on the horizon) vs. The train appeared the passengers (on the horizon).
Difficulty: But the generalization has a problem with PPs. What we find is that idiomatic PPs can appear as the complement to these verbs. For example:
Thus, we must revise the generalization somehow. Here are two options:
The first revision appears to be way too strong; we saw that on the swings doesn't pass this test. Moreover, it seems that if a PP does appear as the complement to one of these verbs, it must have its idiomatic sense. This is telling us something important. We should favor Revised hypothesis 2. DeterminersDeterminers form a relatively small class of elements that, in an intuitive sense, complete our Ns by turning them into phrasal constituents (NPs).
Comment: We must restrict this with 'singular' because many plural Ns do not require a determiner element:
Comment: We must restrict this with 'count' because mass nouns typically do not require, or do not allow, a determiner element:
Comment: We must restrict this to looking at subjects (left daughter NPs of the root) because English has many (quasi)idiomatic phrases that permit bare singular count Ns.
AdverbsOf all the categories in English, adverbs are the freest in their distribution. Sometimes it seems that they can appear anywhere in a clause.
The following structures (though of course negotiable) serve to illustrate how the above generalization might work out structurally:
The above hypothesis also rightly predicts that we can't find adverbs between the verb and its complement, or inside an NP (to name two prominent examples).
The above hypothesis does not claim that adverbs must appear adjoined to the root node. Any such claim would be mistaken; it seems certain that they can also appear as VP modifiers, for example. What the above does claim is that we can identify adverbs by checking to see whether or not they have the freedom suggested by the hypothesis. |
Creation date: February 14, 2004 (Christopher Potts)
Last update: February 15, 2004 (Christopher Potts)