from Peter Cole, ed. Radical Pragmatics
Copyright © 1981 by Academic Press, Inc.
All rights of reproduction in any form reserved.
ISBN 0-12-179660-4
pp. 63-81
Note 2010: This document is essentially a retranscription of the original,
just cited. I have made a few corrections and updates of references and added
one reference (Wiener 1914).
Emmon Bach
SOAS / UMass, Amherst
[63]
On Time, Tense, and Aspect: An Essay in English Metaphysics
1. The Problem
In 1936, Benjamin Lee Whorf wrote a justly famous paper entitled "An American
Indian Model of the Universe" (Carroll, 1956). In that paper, Whorf criticized
the easy assumption that people in different cultures, speaking radically
different languages, share common presuppositions about what the world is
like. He contrasted the Hopi view of space and time with what he called
elsewhere the Standard Average European view. For the Hopi, space and time are
inherently relativistic; for the speaker of Western European languages, like
English, the universe is basically Newtonian, time and space are absolute,
"containers" of things and events.
It is not my purpose here to discuss Whorf's assessment of Hopi metaphysics.
Rather I would like to consider a little more carefully than Whorf did the
other side of the comparison. This essay may be thought of as an exercise in
"ethnometaphysics," an attempt to dig out the hidden assumptions made by
speakers of English about the way the world is. My topic will be Time.
What methods can we use in such an enterprise? One approach would [64] be to
ask the native speakers what they think about various questions. Is time
dense, discrete, or continuous? Is there a single time line into the future or
do we have to allow for branching futures, reflecting different ways we might
choose or expect the world to be tomorrow? Can events recur in all their
particularity? Many philosophers, members of "Standard Average European"
cultures, have sought answers to such questions, and their answers have been
far from uniform. So it seems we must take a different and more difficult
approach.
The tack that I will take is this: We attempt to find out about the hidden
structures of meanings in a language and culture by constructing formal
theories about the syntax, semantics, and pragmatics of the language. We seek
indirect evidence for our hypotheses by trying to give the most accurate and
general explanations for various facets of linguistic knowledge. In carrying
out this task we find that we can account for a number of seemingly disparate
facts -- intuitions about sentences, their well-formedness, interrelations,
truth conditions -- by separating out certain assumptions that seem to be
metaphysical in character, rather than semantic or syntactic. Thus, the
validity of our conclusions rests ultimately on the coherence and explanatory
value of our entire picture.
In the context of such an inquiry I would like to consider a number of puzzles
about the English tense-aspect system and its interaction with temporal
expressions. I will try to show how a number of these puzzles can be solved by
positing certain metaphysical assumptions made by speakers of the language. I
believe that my conclusions have a wider application than just English and
hope that I will be able to show that the facts we uncover about English point
toward a more basic human matrix of assumptions about the world, that the Hopi
and English world views are not at bottom incompatible, but rather are
different orchestrations of material that is part of our common human
heritage.
The framework within which I work draws on two main sources, the work in
generative grammar initiated by Chomsky and the philosophical and logical
methods first applied fruitfully to the study of natural languages by Richard
Montague. Even though the paper is presented in an informal way, it is to be
judged ultimately on the extent to which I am able to translate it into a
precise account of English syntax, semantics, and pragmatics. To the extent
that my account is successful I think that it supports the view that the
bewilderingly complex facts of natural languages are best understood as
resulting from the interplay of a number of relatively simple and autonomous
subsystems. In particular, it will support the view that it is a good move to
think of semantics itself as a relatively narrow and simple system.
[65]
2. English Tense Logic
There is by now a vast literature on tense logic. Philosophers and logicians
have studied the properties of a wide variety of different systems. Montague's
treatment of some English tenses, set forth primarily in his paper "The proper
treatment of quantification in ordinary English" (Paper 8 in Montague 1974,
henceforth PTQ) falls within this tradition. Montague's semantics is
model-theoretic and intensional. Truth is defined relative to a possible world
and a time. We might begin by outlining the system of PTQ.
The interpretation of English given in PTQ assumes among other things two
sets,
I and
J, the set of possible worlds and the set of times, respectively.
There is a simple ordering relation,
≤ , with
J as its
field and
J is understood to be the set of moments of time. To
illustrate the method,
John has loved Mary is taken to denote the Truth
at a world
i and time
j just in case there is a
time
j', strictly earlier than
j, such that
John loves Mary is true at
i,
j'. If we
unpack the terse definitions and terminology of PTQ that relate to time we can
restate what I have just said as follows:
1. Time is absolute across possible worlds. It is always possible to relate
temporally things that happen in different possible worlds. From this it
follows also that things that happen in THIS world can always be temporally
related in a unique way.
2. The relation ≤ is transitive, reflexive, and antisymmetric (cf. Montague,
1974, p. 106, fn. 6). (A relation R is antisymmetric iff x R y and y
R x always entail x = y.)
No other assumptions are made, but this much already commits us to certain
conclusions:
1
(i) Newtonian physics is correct; Einsteinian physics is wrong. This follows
because by (1) it is always possible to establish an ordering between two
events, independent of observer.
(ii) Time travel is logically impossible.
(iii) Sentences about time relations in different possible courses-of-events
(worlds) always have a definite truth value, example:
[66]
(1) If Mary had left on the space probe yesterday she would now be
eating breakfast.
(iv) The fundamental units of the time series are moments, not intervals
(taking "moments" to mean "instants," cf. Paper 5 in Montague 1974).
Certain other questions are left open:
(v) Is the set of times infinite or finite?
(vi) Is there a first (last) moment of time?
(vii) Is time discrete, dense, continuous?
Again, answers to each of these questions imply certain conclusions about our
judgments about English sentences. For example, suppose the set of times is
finite. Then, certain sentences will be logically false, and their negations
logically true. Let N be the cardinality of the finite set
J. Then any
sentence of the form "p
1 and then p
2... and then
p
N+1" will be true at no possible world and its negation true at all
possible worlds. If the answers to (vi) are yes, then at the last (first)
moment of time any future (past) sentence will be false at all worlds and
hence any implication with it as antecedent will be logically true. And so on.
Considerations such as these lead me to the view that our specifications of
THE tense logic of English, if there is such a thing, should be cast in a very
liberal way.
3. Pragmatics
More particularly, my framework is this: English is a pragmatic language, by
which I mean that it contains expressions like
I,
now,
here and tenses, that must receive a value from a context before the
expressions in which they stand can be evaluated.
I am here now spoken
by me at 8:03, May 10, 1979, in such and such a room in such and such a place
must be turned into a proposition by filling in all the values for the
indexical expressions. Thus, I adopt the view of Stalnaker (1972) and others
according to which the interpretation of expressions of a language like
English is accomplished in two stages. In particular, declarative sentences
receive sentence meanings which are functions from contexts to propositions,
the latter in turn are functions from worlds (or histories as I prefer to call
them) to truth values.
It is usual to say that among the elements of the context is a time of
utterance. This is not quite accurate, as there may not be an actual utter-
[67]ance (think of a street sign). So I will speak instead of a context of
evaluation, thought of as a kind of performance. As we are interested here in
time and tense, I will confine attention to this element or index: the time of
the evaluation. So declarative sentences will be thought of in the first place
as functions from times to propositions (see Kratzer, 1977; von Stechow,
1977, on the problems of a theory of contexts).
4. Events, States, Processes
There is a well-known typology that has its roots in Aristotle but has been
brought into linguistic and philosophical thinking in recent times mainly by
Anthony Kenny (1963) and Zeno Vendler (1957). It has to do with different
kinds of sentences (or verb phrases) and the kinds of states-of-affairs that
they describe. According to this view we need to contrast STATES, PROCESSES,
and two kinds of EVENTS: PROTRACTED and INSTANTANEOUS (the latter correspond
to Vendler's ACCOMPLISHMENTS and ACHIEVEMENTS, respectively). Some sentences
illustrating the four types are these:
(2) Mary is in New York. (STATE)
(3) John ran (for an hour). (PROCESS)
(4) Mary built a cabin.(PROTRACTED EVENT)
(5) Mary found a unicorn. (INSTANTANEOUS EVENT)
(You should note that these terms are not uniformly used in the literature.)
There is another dimension which crosscuts these distinctions, in English at
least, having to do with the notions of agentivity, volition, and the like.
The necessity for taking the distinctions into account for the semantics of
English has become most evident in a series of papers by various philosophers
and linguists who have dealt with the English progressive and similar
constructions in other languages.
2
Let us note some contrasts in the acceptability and interpretation of
sentences in the progressive. A state sentence cannot occur in the
progressive:
(6) *Mary is being in New York.
(I will discuss apparent exceptions to this in what follows.) The other
three types can:
[68]
(7) John was running.
(8) Mary was building a cabin.
(9) Mary was finding a unicorn.
If we follow Vlach (1981), who has given to my mind the best account of
the English progressive, in the idea that the progressive construction itself
is stative, then it follows that there can be no progressives of
progressives:
3
(10) *John was being running.
Further, if the English perfect forms state expressions, it also follows that
we will not have progressives of perfects:
(11) *John is always having been hurt.
The necessity to keep processes apart from events can be seen, among other
things, in the semantics of the progressive. It is necessary to give different
truth conditions for sentences involving progressives of processes and events
(cf. Vlach, 1981). Various writers (e.g., Dowty, 1977) have tried to
give an account of the semantics of the progressive as a uniform function of
the semantics of corresponding simple sentences. This works only for
processes. For example, we can say that on one understanding, a sentence like
John was running for an hour is true just in case the sentence
John
runs is true at sufficiently many subintervals (or moments) of some hour.
This is clearly wrong for sentences like
Mary was building a cabin for
three years or
Mary was finding a unicorn yesterday.
The hardest distinction to understand, so far, is that between processes and
states. That there must be such a distinction is clear from the
interpretations we must give to simple present sentences:
(12) Mary loves John.
(13) Mary runs.
The latter but not the former has two understandings: On the one hand it can
be telling us something about Mary's habits or dispositions (call this the
gnomic sense); on the other hand it can be used as a vivid description of an
entire event (so-called "reportive") or as a historical present: "Last night I
go downtown. I see Mary. She runs." (It is possible that these last
[69] two understandings should be assimilated.) I say "understandings," rather
than "meanings" or "readings," as I do not want to prejudge the question
whether such sentences are genuinely ambiguous. (Of course, we can give nonce
nonstative meanings to stative verbs like
love; these come out when the verbs
are in the progressive:
Mary is loving John, I'll return to these in
what follows.)
There have been a number of attempts to explicate these notions on the basis
of time structures. For example, Montague (1974, Paper 5) proposed that
generic instantaneous events be analyzed as properties of moments of time. I
prefer to go in the other direction and analyze our notions of time on the
basis of the typology given earlier, taking it as primitive. One reason for
this is of purely autobiographical interest. I find it much easier to
understand these notions than various abstract properties of time. But there
are more interesting reasons for taking this approach, which will emerge in
what follows.
4
For my semantics, I take as basic the notion of a POSSIBLE HISTORY. This is in
a sense nothing but a possible world, but I use the word history to stress the
fact that the temporal relations that will come out of the analysis are
world-immanent, not as in PTQ independent of worlds. Along with a collection
of possible individuals (in the ordinary sense) I will assume as given a set
of EVENTUALITIES, this being the generic term for the things we have just been
considering: states, processes, and events (of two kinds).
Following mainly Whitehead (1920, but cf. Note 4), I will assume that there
are two primitive relations that can hold between eventualities; one is a
relation of strict precedence
< for which I will write BEFORE, the other is
a notion of covering (Whitehead's notion of "extending over"), for which I
will use the term WHILE. (These words are chosen advisedly, but should be
considered technical terms that will not be used quite in the way the English
words that they resemble are used.) About these relations I will assume the
following:
(i) BEFORE is transitive, asymmetric, and hence irreflexive.
(ii) WHILE is transitive, asymmetric, and hence irreflexive.
(iii) BEFORE and WHILE are mutually exclusive.
(Thus
WHILE is to be interpreted as "properly covering": In time talk,
the duration of the second eventuality is a nontangential proper part of that
of [70] the first.) A HISTORY is now taken to be a set of eventualities
and relations among them. Please take note that it is explicitly not assumed
that every pair of eventualities in a history is related by BEFORE or WHILE. A
maximal set of eventualities that ARE so related I will call a LOCAL HISTORY.
(Thus, if the actual history of the universe is a local history, then it is a
Newtonian history.) We can define SIMULTANEITY as another relation between
eventualities as follows:
(iv) Sim(e,e') =df for all eventualities e", (WHILE (e",e) iff WHILE(e",e'))
and (WHILE(e,e") iff WHILE(e',e"))
Now, although I cannot say exactly what the various kinds of eventualities
are, we can say something about some of their properties (the following owes a
great deal to unpublished work and lectures by Lauri Carlson, cf. also
Mourelatos, 1978). First of all, there is a natural affinity between the kinds
of things that we are thinking about and theories of MEREOLOGY, that is the
logic of part-whole relations. Such a theory takes as its basis a single
binary relation, that of being a part, and a single operation, that of forming
a new individual out of several individuals. Using these ideas it is possible
to state intuitively reasonable characteristics of the various kinds of
eventualities. Consider first two typical events: a finding of a unicorn and a
building of a cabin. Whatever else is true of such events, no proper part of
one can be an event of the same kind. Call this property ANTISUB-DIVISIBILITY.
This property is clearly not shared by processes. Note that it is not correct
to say that a process can always be subdivided into parts that are also
processes of the same kind. The point is that sometimes processes can be so
subdivided but events never can. Further, if you have two distinct events of
the same kind, their sum is never an event of the same kind; but if you sum
two or more processes of the same kind you will or may have a process of the
same kind: call the latter ADDITIVITY. Thus we can say that events are
antisubdivisible and nonadditive; processes lack these properties (Note: Again
it is not the case that processes are necessarily subdivisible and additive).
We are reminded of the similar distinctions having to do with the nominal
system of English and the difference between bare plurals (dogs) and mass
terms (gold) on the one hand and count nouns (dog) on the other.
The foregoing considerations provide a strong argument against all attempts to
reconstruct events and the like on the basis of times. For example, if an
event is a property of a certain kind of interval, we simply can not say that
no proper part of the interval is also an event of the same kind. Further,
certain entailments that have been noted in the literature can be captured in
a very direct way. Consider, for example, the "entailment" (cf. Kenny, 1963):
(14)
If Mary is finding a unicorn, Mary has not found a unicorn.
[71]
Although this entailment is clearly false, there is a valid intuition behind
it. The intuition is something like this: If Mary is finding a unicorn, then
THAT finding of a unicorn by Mary is not over. This statement uses the notion
of an individuated event directly. Another sort of "entailment" has to do with
processes:
(15) If John is running, then John has run.
Although again I do not think that this is literally a semantically valid
entailment (consider the very beginning of John's running), what I have said
about subdivisibility makes it a natural kind of pragmatic "entailment."
Within the preceding framework of contrasts, what can we say about states? The
ontological status of states is considerably more obscure than that of events
and processes. Moreover, the relation between states and temporal notions
often seems mysterious. In the case of events and processes we were led
naturally to think about their temporal parts. Events may have beginnings and
ends and possibly "middles." We think easily about a process going on for a
time and think about smaller chunks of the same process. States have an
atemporal and abstract quality. Think about the questions: Where did a certain
event take place? Where is a certain process going on? Now think about the
questions: Where is the state of John's being in New York located? Where does
Mary know algebra? It is hard to make sense of these last sentences. The
atemporality of states (at least some states) can be brought out in the
following Gedankenexperiment: Imagine a possible history (world) with only
one time (which in a sense amounts to having no time); it is possible to think
of various states that might obtain in such a world, but impossible to imagine
events and processes that occur or go on in such a world.
Bennett and Partee (1978) have suggested using (among others) the
"subinterval" property to distinguish event predicates from states and
processes. If a sentence has a subinterval verb phrase as its main predicate
and is true at some interval
I, then it will be "true at every subinterval
including every moment of time in
I." This is an important idea (and clearly
related to the notion of antisubdivisibility). However, taken literally it is
applicable only to states, not processes. If we take a process verb like run
and consider an instant included in some interval of running, then the plain
predicate run will NOT hold for the argument. But a stative predicate,
including in particular the progressive predicate
be running (Vlach,
1981), does have this property. Rather tentatively, we can sum up these
differences as follows. We will require that if
e is an event, then there must
be at least one other event [72] connected to
e by the relation BEFORE,
and if
e is a process then there must be at least two events
overlapped by
e that stand in the BEFORE relation. States will have no such
requirement. Thus possible histories that contain events or processes are
guaranteed to have a certain temporal "thickness." Our world does have such
thickness, hence the abstract character of states.
In any case, there are certain facts about states that should be explained in
any adequate theory. Here are some:
(i) The naturalness of simple present tense sentences. We have already noted
this, and its concomitant: the oddity or downright anomalousness of
progressives for states.
(ii) The semantics of when-clauses Vlach (1981) notes that for a
sentence combining a when-clause rooted in a state sentence with an event
sentence to be true the time of the event has to be in the interval defined by
the state:
(16) When John was in New York, Mary left.
In time talk, there must be at least an instant of John's being in New York
coincident with Mary's leaving. We can sharpen this intuition by a sentence
like (17):
(17) ?When I was in bed, I got up.
The question mark serves to indicate that on the ordinary understanding of
getting up (i.e., getting out of bed) this sentence is anomalous.
5. Time Adverbials
The distinctions just reviewed play a role in the interpretation of time
adverbials and combinations of tense and aspect. I will first consider
adverbials, restricting the discussion in this section to sentences in the
simple past tense.
Following Bennett and Partee (1978), we can distinguish three main classes of
adverbials:
1. FRAME ADVERBIALS:
Point: at 3 o'clock
Interval: on the 23rd of June, today
2. DURATION: (for) three hours, all day
3. FREQUENCY: twice, frequently
[73]
Frame adverbials occur only with event or state descriptions, thus forcing an
event or state interpretation when combined with a process phrase.
(18) Mary found a unicorn at dawn.
(19) Last year Bill built a cabin.
(20) In 1943, Sam was in New York.
(21) John ran yesterday.
(22) John ran last year.
Sentence (21) requires us to think of a particular event of which running is a
part, say, running for a specific length of time, starting to run, or the
like. Sentence (22) also has available a stative, generic reading.
Some peculiarities arise when we make various specific choices.
(23) At 4 o'clock, Bill built a cabin.
(24) At 3 o'clock, Mary knew physics.
Sentence (23) is peculiar only because we know that building a cabin, in the
real world, is a protracted event. If Bill were a magician, then it would be
perfectly acceptable. Sentence (24) is, I think, an unlikely but not anomalous
sentence. For many states, it is odd to pin them to particular times and we
tend to reinterpret the stative predicates as event predicates (come to know).
On that understanding (24) would be unlikely, again for real world reasons
(compare At 3 o'clock Mary knew the answer).
Point-time adverbials name events: in conventional time schemes, periodic
events like dawn, the summer solstice, positions of hands on a clock,
vibrations of the cesium atom. Sentences involving them are true just in case
an event described in the sentence is simultaneous with the named event or a
state described holds "at" the event in question. What happens when we have a
process predicate like run is that the truth conditions force us to take a
"piece" of running which is simultaneous to some named event or we take the
process in a generic sense. We can offer the same explanation for interval
adverbials if we provide for them a semantics that incorporates the idea of a
reference event ("time") within the named interval.
We find just the opposite pattern for events and processes in much discussed
examples involving durational expressions (not necessarily time expressions):
(25) John ran for an hour.
(26) ?For 3 hours, Mary found a unicorn.
[74]
(27) ?John built a cabin for 3 days.
(28) For 3 days, John was in New York.
(29) ?For 3 years, Mary knew physics.
State descriptions occur with durationals (with the same proviso, it is odd to
think about -- not just say something about -- someone knowing something for a
definite period of time). Event descriptions with durationals are anomalous,
not just odd, process descriptions are fine. How are we to account for this
difference?
The combination of a specific durational adverbial with a process predicate
(or sentence) acts in every way like an event predicate (or sentence):
[75]
(30) It took John an hour to run for an hour (naturally).
(31) ?John ran for an hour for an hour.
Once again the analogy with the count-mass distinction comes to mind.
Durational expressions stand to verbal expressions as amount expressions stand
to nominal expressions. Just as we do not use expressions like
3 pounds
of with singular count nouns like
a horse, we do not use the
expressions that chunk up our experience with (singular) expressions that
provide that experience already chunked up. Another way to see the same thing
is this: Suppose durationals have something like the following truth
condition:
for I, p (p a sentence, I an interval) is true just in case it is
true at all (or sufficiently many scattered) subintervals of
I. Then
(26) (cf. Vlach, ms.) would be literally true if Mary finds a unicorn
sufficiently often over the 3 hours in question. But as speakers of English we
know that the right way to say THAT is
Mary found unicorns for 3 hours.
Finally, frequency adverbials like
often co-occur with all sorts of
descriptions but again with a difference.
(32) Mary often found a unicorn.
(33) People frequently went to the country.
(34) Sometimes Bill ran.
(35) John was in New York twice.
In event sentences like (32) and (33) the adverbials are acting like direct
quantifiers over events. With processes and states we have to say a little
more. For (34) to be true it must have been true on several occasions that
Bill started to run, ran, and stopped. Similarly for (35). Thus by their
nature frequency adverbials like these require that the processes or states
involved constitute parts of events.
Sentences like (33) are particularly interesting for my basic thesis that time
is a derivative notion. Sentence (33) does not mean that there were frequent
"times" at which someone went to the country. Similarly,
John was hit
twice requires that there be two hittings but they may have occurred at
the very same instant (gratia Terry Parsons). What is needed is some notion
like "occasion" or "case" (Lewis, 1975). Such examples provide direct evidence
against any theory that combines PTQ's treatment of time and Montague's
analysis of events as properties of moments of time (1974, Paper 5).
The possibilities for combining various sorts of time adverbials in a single
sentence are literally endless, and I cannot begin to do justice to the topic
in this chapter. But it is worth looking at a few examples to show how
metaphysical assumptions can be used to explain certain judgments. Consider
this sentence:
(36) ?At 3 o'clock, John left at 4 o'clock.
Such examples are sometimes taken as showing that the grammar of English
should contain a restriction (syntactic or semantic) that limits the number of
point time adverbials in a simple sentence to one. But this is unnecessary. It
follows from the stipulation that BEFORE is irreflexive and the semantics of
the particular time expressions that (36) could be true in no possible
"standard" history. Similar considerations apply to mismatches between
temporal expressions and tenses:
(37) John will leave yesterday.
(38) Mary left tomorrow.
6. Tense and Aspect
In this section I wish to take up several problems in the interpretation of
the English tense-aspect system. Once again, I can only skim the surface and
give a few examples that show the interaction of the typology of eventualities
with this system.
The first set of puzzles has to do with the interpretation of the simple
present tense. Indeed, it was in part the behavior of simple present tense
sentences and contrasts between simple present and progressive that led
Vendler and others to set up the typology we have been examining. If
be +
progressive is itself a state-describing expression (Vlach, 1981), then
we can say that most "ordinary" present tense sentences are state
descriptions:
[76]
(39) Mary loves John.
(40) Three plus two equals five.
(41) John is in New York.
(42) John is building a cabin.
(43) Mary is running.
These are to be contrasted with simple present tense sentences involving
single events and processes:
(44) Mary finds a unicorn.
(45) Harry builds a cabin.
(46) Sam runs.
These sentences require "special" interpretations: a so-called reportive
reading; a futurate present (
The Mets play at 3); or in the case of (46) a
generic or gnomic reading (itself stative). And we find that a process verb
like
run, interpreted in the reportive way, requires us to think of some
singular event involving running.
This configuration of facts reminds us of what we have seen about past-tense
sentences with frame adverbials. This is not surprising. I have suggested that
such sentences can be true in just two circumstances: an event described is
simultaneous with the reference event (time) explicitly or implicitly present
in the frame adverbial or a state described covers the reference event.
Following our earlier discussion we can take present tense sentences to be
functions from an event ("time") of evaluation (from context) to propositions.
Thus the truth conditions are to be considered "at now." Moreover, if we
assume that the event of evaluation (a performance) is thought of as
instantaneous we can provide an explanation for a number of facts.
Consider first the problem of the reportive interpretation. I suggest a
basically Gricean explanation. Suppose we take the account that was given
literally: The event described must be simultaneous with the performance
event. There are two circumstances when we can really be sure of this. One of
these is when such sentences are used to PERFORM events, as with verbs like
christen,
promise,
pronounce. Such verbs are used in the
simple present with first person subjects in performative sentences. As we
might expect, with other subjects they act like any other kind of event
sentences: (
He christens the child). The second is when we are, so to speak,
creating a fictional history or recreating actual history. Here, by fiat, the
events described are thought of as simultaneous with the evalua-[77] tion;
hence the use of such sentences in poetry, narrative, historical present, and
so on. The reportive use falls into the same slot.
Support for the idea that the time of evaluation is thought of as an instant
comes from the consideration of sentences like these:
(47) I utter a sentence.
(48) I tell the truth.
If the performance of a sentence were identified with an utterance (something
that happens in the physical world and takes time) then the temporal condition
for such sentences would always be satisfied, and they should be perfectly
ordinary. In fact, they have the same range of interpretations as any other
event sentences. I believe the key to understanding such facts and others that
have received attention in the literature (the habits of verbs like
recognize) lies in the assumption that it is above all, or
exclusively, mental acts that are felt to be truly instantaneous.
The second puzzle I would like to consider is illustrated in sentences like
these:
(49) ?I am knowing the answer.
(50) John is believing that the earth is flat.
Every English grammar tells us that such sentences are peculiar if not
ungrammatical or "unsemantic." But in every list of such "stative" verbs I
have ever seen I have been able to find natural examples of progressives with
stative verbs (with the sole exception of
be when it combines with a
prepositional phrase or nominal):
(51) I'm really loving the play.
(52) I'm understanding you but I'm not believing you.
We have already considered one class of such examples, where a normally
stative verb is given a nonce meaning of a nonstative sort (
Mary is loving
John). But examples like (51) and (52) do not seem to fall into this
usage.
I mentioned earlier the idea that the progressive is simply not defined for
states (this is Vlach's position, 1981). If we accept this idea then we
are forced to conclude that examples like (51) and (52) involve different
predicates from the simple counterparts, that is, we would have to assume
different lexical items:
love1,
love2,
etc. But I believe the phenomenon is more systematic than that. To focus our
ideas, let us consider a more perspicuous example:
(53) I live in Massachusetts.
[78]
(54) I am living in California.
The conditions under which I would use these two sentences are fairly clear.
Sentence (54) suggests or means that I am living in California temporarily.
Sentence (53) has no such implications. For (54), there is the feeling that we
are thinking of some bounded interval (this year, these days). The same obtains
for progressives of gnomic sentences:
(55) John drives a truck.
(56) John is driving a truck (these days).
If we take these facts seriously we will have to abandon the idea that the
progressive is not defined for states and add yet another case to the
statement of the truth conditions for the progressive.
Let us call the kind of state described by a progressive of a stative verb
TEMPORARY and the kind of state described by simple statives -- including in
particular the gnomic situation as in (55) -- NONTEMPORARY. This distinction
can also be seen in adjectives: on the one hand
tall,
intelligent,
sane; on the other
drunk,
present,
sick. Greg Carlson (1977) has explicated this difference as
follows. Suppose we distinguish two kinds of entities. In our universe:
ordinary individuals and their temporally limited manifestations (or
"realizations"). Then we can say that adjectives are divided into those that
denote properties of individuals and those that denote properties of their
manifestations over some limited length of time. This distinction can be used
to account for the kind of difference seen in examples just given. For
Carlson, a progressive verb phrase denotes the property of being an individual
such that there is a manifestation (or realization) of that individual of
which the basic predicate holds. In mereological terms we can identify the
manifestation of an individual with some temporally limited proper part of
the individual. Thus, the progressive of a stative verb like
love
(e.g., (51)) has to do with a temporary state more or less directly
connected with the meaning of the more basic nonprogressive predicate.
A consequence of the decision to let the progressive operator or construction
occur with statives is that we must seek some new explanation for the lack of
a progressive of a perfect or progressive:
(57) ?John is always having been hurt.
(58) ?Mary is being running in the park.
For the first case, the explanation is straightforward. Suppose
John has
been hurt is true in a history. Then forever after in that history it will
be true. Hence, there is no temporary state corresponding to the stative
[79] predicate
have been hurt . More generally, "eternal" sentences
(
Two plus two equals four) do not have progressive forms. There is also
a straightforward explanation for (58) on Carlson's account of the progressive
(or any parallel explanation using a distinction between individuals and their
manifestations). The semantics assigns to Sentence (58) the following
interpretation: Sentence (58) is true just in case (at history
h at the
contextually determined time of evaluation) Mary has the property of being an
individual such that there is a Mary-manifestation that has the property of
being an individual such that some manifestation of that individual runs. But
(in Carlson's terms) this meaning is sortally incongruous: Manifestations
cannot stand in the realization relation to manifestations.
7. Conclusions
I hope to have shown how certain metaphysical assumptions are essential to an
understanding of English tenses and aspects. These assumptions have to do with
the way reality -- or our experience of it -- is structured. I believe that
our more sophisticated and abstract ideas about time have their roots in the
fundamental types of eventualities and their relationships (as perceived by
us). Whatever truth there may be in Whorf's account of Hopi metaphysics, I
believe that he was simply wrong about the "Standard Average European"
metaphysical assumptions about time. The minimal assumptions we must make
about temporal relations in order to explain our intuitions about sentences
lend themselves just as well to the construction of an Einsteinian as a
Newtonian world view. Moreover, I believe that the notions we have been
examining are universal: I have yet to encounter a language in which there is
no reflection of the contrasts between states, events, and processes. This is
not to say that the use they are put to or the reflexes that we find are
identical across languages.
Certain aspects of human experience are common to all people. It is this
matrix of common experience that is the stuff of which grammars are made:
causation, human responsibility and intentionality, temporal and spatial
relations, important classifications of the things in the world (animateness,
sex), number, social hierarchy, family relations. Such notions probably enter
in one way or another into every human language either as covert or overt
categories (to use Whorf's terms). I believe that many universal aspects of
language will be understood in the end as resulting from an interaction
between the innate language-creating gift of the human animal and this common
matrix.
I have said very little about the technical problems of incorporating such
metaphysical distinctions into a linguistic description. I do not in- [80]
tend to address such questions here. But I think we can draw one conclusion
(and I believe I am in agreement with Chomsky here, though probably not on the
question of what to do about it): A formal semantics for a natural language,
if it is to be truth-conditional, cannot ignore metaphysical questions. If it
is correct that the truth conditions related to tense, aspect, and temporal
adverbials must make reference to the event structures we have posited, and if
these distinctions are basically metaphysical, this conclusion is inescapable.
Moreover, since what is required to work this out is reference to particular
words, we cannot draw a sharp line between truth-conditional "structural"
semantics and "lexical" semantics (to borrow Partee's terminology). To do
justice to such aspects of language in an explicit theory is a challenging
task. But even partial solutions cannot fail to tell us something important
about language, people, and their place in the world.
Acknowledgements
The research reported on here was initially undertaken at the Center for
Advanced Studies in the Behavioral Sciences, Stanford, under support from the
Center and the National Endowment for the Humanities. I wish to express
gratitude for this support and for the help of the Center staff, particularly
Mary Tye. For criticism and discussion I would like to thank the following
friends and colleagues (none of whom, of course, should be held responsible
for my mistakes or misunderstandings): Greg Carlson, Lauri Carlson, David
Dowty, Terry Parsons, Mark Stein, and especially Barbara H. Partee. I am also
indebted to the late Michael Bennett for many good discussions.
Footnotes:
1Strictly speaking, this is not quite right. In any model it will be the case
that two events are temporally related in a unique way. It is unclear whether
Montague intends his interpretation of English to be making any claims about
the real world. One could also interpret his semantics for English as saying
that Einsteinian physics is inexpressible in (ordinary) English.
2Dowty (1972, 1977), Vlach (1981) are two examples.
3This idea was also put forward by various
linguists. I have been unable to find a reference, but I recall discussion of
this point in the late sixties among especially generative semanticists.
4The idea of constructing "time" on the basis of primitive relations among
events may be found in Russell 1929 and Whitehead 1920. More recently, it has
been taken up by Kamp (1980) and Van Benthem (1980). Kamp shows the usefulness
or necessity of this approach for two applications: a theory of discourse and a
treatment of temporal relations for the interpretation of sentences involving
vague predicates. [EB 2007: see added reference to Norbert Wiener (1914)]
References
-
Bennett, M., and Partee, B. H. (1978). Toward the Logic of Tense and Aspect in
English. Bloomington: Indiana University Linguistics Club.
Reprinted in Barbara H. Partee. 2004. Compositionality in Formal
Semantics. [Oxford]: Blackwell. Pp. 122-152.
-
Carlson, G. N. (1977). A unified analysis of the English bare plural.
Linguistics and Philosophy 1, 413-458.
-
Carroll, J. B. (1956). Language, Thought, and Reality: Selected Writings of
Benjamin Lee Whorf. Cambridge, Mass.: MIT Press.
-
Dowty, D. R. (1972). Studies in the Logic of Verb Aspect and Time Reference in
English. Unpublished doctoral dissertation, University of Texas, Austin.
-
Dowty, D. R. (1977). Toward a semantic analysis of verb aspect and the English
'Imperfective' progressive. Linguistics and Philosophy 1, 45-79.
-
Kamp, H. (1980). Some remarks on the logic of change, Part I. In C. Rohrer
(Ed.), Time, Tense, and Quantifiers. Tuebingen: Niemeyer. Pp. 135-179.
-
Kenny, A. (1963). Action, Emotion, and Will. New York: Humanities.
-
Kratzer, A. (1977). Kontexttheorie. Universita̎t Konstanz:
Sonderforschungsbereich 99 Linguistik 18.
-
Lewis, D. (1975). Adverbs of quantification. In E. L. Keenan (Ed.), Formal
Semantics of Natural Language. Cambridge: University Press.
-
[81]
Montague, R. (1974). Formal Philosophy. Edited by Richmond Thomason. New
Haven: Yale University Press.
-
Mourelatos, Alexander P. D. 1978. Events, processes, and states. Linguistics
and Philosophy 2, 415-434.
-
Russell, B. (1929). Our Knowledge of the External World. Chicago and London:
Norton.
-
Stalnaker, Robert. 1972. Pragmatics. In D. Davidson and G. Harman, eds.,
Semantics of Natural Language. Dordrecht: Reidel. Pp. 380-397.
-
Stechow, A. von (1977). Occurrence-interpretation and Context-theory.
Universita̎t Konstanz: Sonderforschungsbereich 99 Linguistik 14.
-
van Benthem, Johan. (1980). Points and periods. In Christian Rohrer (Ed.),
Time, Tense, and Quantifiers. Tuebingen: Niemeyer. Pp. 39-57.
-
Vendler, Z. (1957). Verbs and times. Philosophical Review 56, 143-60.
-
Vlach, Frank. 1981. The semantics of the progressive. In Philip Tedeschi and
Annie Zaenen, eds., Syntax and Semantics Vol. 14 Tense and Aspect (New
York: Academic Press), pp. 271-292.
-
Vlach, Frank. Ms. The semantics of tense and aspect. Manuscript.
-
Whitehead, A. N. (1920). Concept of Nature. Cambridge: University Press.
-
[Wiener, Norbert. 1914. A contribution to the theory of relative position
Proc. Cambridge Philosophical Society 17:441-449.]